Financial Services Regulations
Financial Service Regulation services
- Advising and representing clients in matters before the Financial Service Conduct Authority (FSCA) and the Financial Service Tribunal
- Instituting or opposing debarment applications
- Advising clients on licencing requirements for the rendering of financial services
- Advising clients in respect of matters pertaining to crypto trading and foreign exchange
- Legal action against financial services providers stemming from breaches of their duty of care
- Regulatory complaints relating to unfair contractual terms and treatment
- Complaints relating to breaches of the FAIS Act
- Complaints relating to breaches of the General Code of Conduct for Authorised Financial Service Providers and Representations
Year-End Functions and the Question of Liability: What Employers and Insurers Should Consider
As the festive season approaches and offices across South Africa gear up for year-end celebrations, employers would do well to pause before popping the champagne. Behind the glitter and goodwill of th...
October 07 2026
Frozen Accounts and Fraudulent Funds: Navigating the Rights of Banks, Customers and SARS
A recent judgment of the High Court has affirmed the right of a bank to freeze a customer’s account without prior notice where it reasonably suspects that the account has received the proceeds o...
September 30 2026
The Reckless Trading Risk: What D&O Insurers Should Know About Director Liability
Introduction A September 2026 High Court judgment has reaffirmed and applied the statutory framework for holding company directors personally liable for reckless trading and conduct calculated to defr...
September 21 2026
How can we help you?
We have offices in four major cities in South Africa: Pretoria, Johannesburg, Cape Town, and Durban. Additionally, we have 23 associate offices in the rest of Africa, the firm serves as a gateway into Africa for IP clients. Please contact your nearest office for any legal enquiry or assistance.